Understanding Rockefeller Capital Management Services

Rockefeller Capital Management offers a range of services, including investment management, wealth management, and capital markets.

Their investment management services cater to individual and institutional clients, with a focus on long-term growth and stability.

They work with clients to create customized investment portfolios that meet their unique needs and goals, using a disciplined investment process.

This process involves thorough research and analysis to identify the best investment opportunities, and ongoing monitoring to ensure the portfolio remains aligned with the client's objectives.

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Rockefeller Capital Management has its roots dating back to 1882 when the Rockefeller family built the firm to protect their finances.

The firm officially became Rockefeller Capital Management after its registration with the U.S. Securities and Exchange Commission (SEC) in 1980.

It's owned by investment funds affiliated with Viking Global Investors, L.P. and a trust that represents the Rockefeller family.

Rockefeller Capital Management's subsidiaries include Rockefeller Financial, Rockefeller & Co. LLC, Rockefeller Trust Company, N.A. and The Rockefeller Trust Company.

Rockefeller Capital Management offers a range of advisory services through its three main divisions: Rockefeller Global Family Office, Rockefeller Strategic Advisory, and Rockefeller Asset Management. These services include financial planning, portfolio management, and selection of other advisors.

The firm's investment advisory fees for Affiliated Private Funds typically range from 0.65% to 1.50% annually, while Model Program fees range between 0.35% and 0.50% of assets under management per year.

Rockefeller's investment philosophy is centered around determining investments and allocations based on each client's unique objectives, time horizon, risk tolerance, and financial information. The firm also prioritizes sustainable investing, with a focus on four key pillars: socially responsible investing, mission-driven impact, thematic investment strategies, and environmental, social, and governance (ESG) integration.

The firm serves a diverse range of clients, including individuals with and without a high net worth, charitable organizations, family offices, trusts, estates, and more.

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Chris Dupuy's experience is a great example of the trend of wirehouse leadership breakaways. He spent nearly three decades rising through the ranks at Merrill Lynch, before leaving in 2014 to join Focus Financial Partners.

The "Rockefeller name" is a major draw for top advisors and their clients. Greg Fleming's leadership and the firm's commitment to "remain small" are key factors in this appeal.

Rockefeller's goal is to "change the industry in a really positive way by creating the kind of culture that we all used to be so proud of." This is a unique value proposition in the industry.

Chris Dupuy is part of Rockefeller's leadership dream team. He joins other top advisors who are making the move to independence.

Here are some key benefits of working with Rockefeller:

Rockefeller Capital Management offers a range of advisory services through its three main divisions: Rockefeller Global Family Office, Rockefeller Strategic Advisory, and Rockefeller Asset Management.

Financial planning is one of the key services offered by the firm. This service helps clients create a personalized financial plan tailored to their unique needs and goals.

Portfolio management is another essential service provided by Rockefeller Capital Management. This service involves selecting and managing a portfolio of investments to help clients achieve their financial objectives.

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Selection of other advisors is also a service offered by the firm. This service is designed to help clients find and work with other professionals who can provide additional support and expertise.

For Affiliated Private Funds, investment advisory fees typically range from 0.65% to 1.50% annually. Model Program fees, on the other hand, range between 0.35% and 0.50% of assets under management per year.

Here is a breakdown of the services offered by Rockefeller Capital Management:

At Rockefeller Capital Management, the investment philosophy is centered around understanding each client's unique needs and goals. They take into account factors such as time horizon, risk tolerance, and financial information to make informed investment decisions.

The firm prioritizes sustainable investing, which is reflected in their four sustainable investing pillars.

Rockefeller strongly believes in socially responsible investing, mission-driven impact, and thematic investment strategies. These approaches aim to create positive change while generating returns.

Environmental, social, and governance (ESG) integration is also a key component of their investment philosophy.

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A 10-person team from Morgan Stanley has joined Rockefeller Capital Management, bringing $1.3 billion in assets under management.

The team is led by Managing Director and Private Advisor Taylor Barden, who has been at Morgan Stanley since 2007.

The Charlotte area is one of the fastest growing in the United States, and the team has deep ties to the community dating back more than 60 years.

The team reports to Kristen Sario, Southeast divisional director of Rockefeller Global Family Office.

The addition of this team follows news that Rockefeller added a 10-person team in Richmond, Va., with a reported $2.3 billion in assets, from Truist.

Rockefeller Capital Management oversees about $122 billion in client assets, with three distinct businesses: Rockefeller Global Family Office, Rockefeller Asset Management, and Rockefeller Strategic Advisory.

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Rockefeller Capital Management charges a fee calculated as a percentage of assets, depending on the account type.

For Long-Only Separately Managed accounts, fees typically range from 0.50% to 1.25% annually for equity strategies.

Fixed-income strategies have fees ranging from 0.10% to 0.35% annually.

The standard fee for Long/Short Equity Strategy accounts is a 1.5% annual investment management fee.

There may be additional fees, including brokerage and trading costs, third-party custody fees, and processing fees.

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Fees can be a significant aspect of investment management, and it's essential to understand what you're paying for.

Rockefeller Capital Management charges a fee calculated as a percentage of assets, depending on the account type.

For Long-Only Separately Managed accounts, fees typically range from 0.50% to 1.25% annually for equity strategies and from 0.10% to 0.35% annually for fixed-income strategies.

There may be additional fees beyond the investment management fee, including brokerage and trading costs, third-party custody fees, and more.

The standard fee for Long/Short Equity Strategy accounts is a 1.5% annual investment management fee, plus a 20% performance fee, subject to a traditional high-water mark.

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You can set up an account with Rockefeller Capital Management by visiting any of the firm's offices or by contacting the firm at (212) 549-5100.

If you're unsure about the best way to get started, you can always reach out to the firm directly for guidance.

To initiate the account opening process, you'll need to contact Rockefeller Capital Management at the provided phone number.

Once you've made contact, the firm will walk you through the necessary steps to establish your account.

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Rockefeller Capital Management has a significant presence in the financial industry.

Their average client balance is a notable $5.8 million. This suggests that their clients have substantial assets under management.

The firm's advisor/client ratio is 1:51, indicating a relatively high number of clients per advisor. This may impact the level of personalized service each client receives.

Their assets under management total $32.6 billion, demonstrating a substantial amount of client assets being managed by the firm.

Here's a quick summary of Rockefeller Capital Management's key firm information:

Rockefeller Capital Management is a firm that's worth taking a closer look at. Their average client balance is a significant $5.8 million.

Their assets under management are substantial, totaling $32.6 billion. This is a huge pool of money that they're responsible for managing.

The advisor-to-client ratio is 1:51, which means each advisor is responsible for managing the finances of 51 clients.

Here's a quick rundown of key facts about Rockefeller Capital Management:

Their main office is located at 45 Rockefeller Plaza, Floor 5 in New York, NY 10111.

Rockefeller Capital Management has expanded into Arizona with the opening of its new office in Scottsdale.

The Legacy Family Wealth team has joined Rockefeller as its first team in the new Scottsdale office, led by Kenneth Milano, Managing Director and Private Wealth Advisor.

The team includes Richie Schmock CRPC, Kent Weaver, CRPC, Alexander Barrett, Laura Rider, and Abbey Mathew, who previously worked at Morgan Stanley.

Rockefeller's Southwest Division, led by Division Director Nathan Crair, has gained a new team with the addition of Legacy Family Wealth.

Chris Randazzo, President of Private Wealth Management for Rockefeller Capital Management, is pleased with the expansion into Scottsdale.

The Legacy Family Wealth team has been attracted to Rockefeller's unique platform and services, which offer customized products and family office services.

With the addition of Legacy Family Wealth, Rockefeller's Private Wealth practice now includes 35 teams with 71 advisers across its various divisions.

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